Some of Our Services

Compliance Audit

Compliance Audit performed as though being prepared for a lender's due diligence
Review of Deal Jackets
On-Site Visit
Review/Creation of Basic Policies and Procedures
Report of All Findings

Compliance Management System Creation

Creation of CMS
Assistance with Implementation of Software
Creation of Policies and Procedures
Creating an Audit Schedule
Conducting Audits
Updating management or the board on compliance

Customizable Services

All services are customizable
We strive to meet your needs by providing whatever services are necessary, including, assisting with operational issues and regulatory complaints, questions and exams
Licensing Assistance (obtaining, maintaining, dealing with regulators)